HPUX acl[5]






 acl(5)                                                               acl(5)





 NAME
      acl - introduction to access control lists

 DESCRIPTION
      Access control lists are a key enforcement mechanism of discretionary
      access control (see Definitions below), for specifying access to files
      by users and groups more selectively than traditional HP-UX mechanisms
      allow.

      HP-UX already enables non-privileged users or processes, such as file
      owners, to allow or deny other users access to files and other objects
      on a ``need to know'' basis, as determined by their user and/or group
      identity (see passwd(4) and group(4)).  This level of control is
      accomplished by setting or manipulating a file's permission bits to
      grant or restrict access by owner, group, and others (see chmod(2)).

      ACLs offer a greater degree of selectivity than permission bits.  ACLs
      allow the file owner or superuser to permit or deny access to a list
      of users, groups, or combinations thereof.

      ACLs are supported as a superset of the UNIX operating system
      discretionary access control (DAC) mechanism for files, but not for
      other objects such as inter-process communication (IPC) objects.

    Definitions
      Because control of access to data is a key concern of computer
      security, we provide the following definitions, based on those of the
      Department of Defense Trusted Computer System Evaluation Criteria, to
      explain further both the concepts of access control and its relevance
      to HP-UX security features:

      access         ``A specific type of interaction between a subject and
                     an object that results in the flow of information from
                     one to the other.'' Subjects include ``persons,
                     processes, or devices that cause information to flow
                     among objects or change the system state.'' Objects
                     include files (ordinary files, directories, special
                     files, FIFOs, etc.) and inter-process communication
                     (IPC) features (shared memory, message queues,
                     semaphores, sockets).

      access control list (ACL)
                     An access control list is a set of (user.group, mode)
                     entries associated with a file that specify permissions
                     for all possible user-ID/group-ID combinations.

      access control list (ACL) entry
                     An entry in an ACL that specifies access rights for one
                     user and group combination.





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 acl(5)                                                               acl(5)





      change permission
                     The right to alter DAC information (permission bits or
                     ACL entries).  Change permission is granted to object
                     (file) owners and to privileged users.

      discretionary access control (DAC)
                     ``A means of restricting access to objects based on the
                     identity of subjects and/or groups to which they
                     belong.  The controls are discretionary in the sense
                     that a subject with a certain access permission is
                     capable of passing that permission (perhaps indirectly)
                     to any other subject.''

      mode           Three bits in each ACL entry which represent read,
                     write, and execute/search permissions.  These bits may
                     exist in addition to the 16 mode bits associated with
                     every file in the file system (see glossary(9)).

      privilege      The ability to ignore access restrictions and change
                     restrictions imposed by security policy and implemented
                     in an access control mechanism.  In HP-UX, superusers
                     and members of certain groups (see privgrp(4)) are the
                     only privileged users.

      restrictive versus permissive
                     An individual ACL entry is considered restrictive or
                     permissive, depending on context.  Restrictive entries
                     deny a user and/or group access that would otherwise be
                     granted by less-specific base or optional ACL entries
                     (see below).  Permissive entries grant a user and/or
                     group access that would otherwise be denied by less-
                     specific base or optional ACL entries.

    Access Control List Entries
      An access control list (ACL) consists of sets of (user.group, mode)
      entries associated with a file that specify permissions.  Each entry
      specifies for one user-ID/group-ID combination a set of access
      permissions, including read, write, and execute/search.

      To help understand the relationship between access control lists and
      traditional file permissions, consider the following file and its
      permissions:

           -rwxr-xr--     james     admin     datafile

           The file owner is user james.
           The file's group is admin.
           The name of the file is datafile.
           The file owner permissions are rwx.
           The file group permissions are r-x.
           The file other permissions are r--.



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 acl(5)                                                               acl(5)





      In an ACL, user and group IDs can be represented by names or numbers,
      found in /etc/passwd.  The following special symbols can also be used:

           %    Symbol representing no specific user or group.
           @    Symbol representing the current file owner or group.

    Base ACL Entries
      When a file is created, three base access control list entries are
      mapped from the file's access permission bits to match a file's owner
      and group and its traditional permission bits.  Base ACL entries can
      be changed by the chmod(2) and setacl(2) system calls.

           (uid.%,mode)    Base ACL entry for the file's owner
           (%.gid,mode)    Base ACL entry for the file's group
           (%.%,mode)      Base entry for other users

      (Except where noted, examples are represented in short form notation.
      See ACL Notation, below.)


    Optional ACL entries
      Optional access control list entries contain additional access control
      information, which the user can set with the setacl(2) system call to
      further allow or deny file access.  Up to thirteen additional
      user/group combinations can be specified.

      For example, the following optional access control list entries can be
      associated with our file:


      (mary.admin, rwx)   Grant read, write, and execute access to user mary
                          in group admin.

      (george.%, ---)     Deny any access to user george in no specific
                          group.


    ACL Notation
      Supported library calls and commands that manage ACLs recognize three
      different symbolic representations:

      operator form  For input of entire ACLs and modifications to existing
                     ACLs, in a syntax similar to that used by chmod(1).

      short form     Easier to read, intended primarily for output.
                     Chacl(1) accepts this form as input so that it can
                     interpret output from lsacl(1).

      long form      A multi-line format useful for greater clarity, and
                     supported only for output.




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      For our example file, the base ACL entries could be represented in the
      three notations as follows:

           operator form  james.% = rwx, %.admin = rx, %.% = r

           short form     (james.%,rwx) (%.admin,r-x) (%.%,r--)

           long form      rwx  james.%
                          r-x  %.admin
                          r--  %.%

      In addition to basic ACL usage, some library calls and commands
      understand and use a variation of operator and short forms.  See the
      section below on ACL Patterns.

    ACL Uniqueness
      Entries are unique in each ACL.  There can only be one (u.g, mode)
      entry for any pair of u and g values; one (u.%, mode) entry for a
      given value of u; one (%.g, mode) entry for a given value of g; and
      one (%.%, mode) entry for each file.  For example, an ACL can have a
      (23.14, mode) entry and a (23.%, mode) entry, but not two (23.14,
      mode) entries or two (23.%, mode) entries.

    Access Check Algorithm
      ACL entries can be categorized by four levels of specificity.  In
      access checking, ACLs are compared to the effective user and group IDs
      in this order:

           (u.g, rwx)     specific user, specific group
           (u.%, rwx)     specific user, no specific group
           (%.g, rwx)     no specific user, specific group
           (%.%, rwx)     no specific user, no specific group

      Once an entry for the combination of a process effective user ID and
      effective group ID (or any supplementary group ID) is matched, no
      further (that is, less specific) entries are checked.  More specific
      entries that match take precedence over any less specific ones that
      also match.

      If a process has more than one group ID (that is, a non-null
      supplementary groups list), more than one (u.g, mode) or (%.g, mode)
      entry might apply for that process.  If so, the access modes in all
      matching entries (of the same level of specificity, u.g or %.g) are
      OR'd together.  Access is granted if the resulting mode bits allow it.
      Since entries are unique, the order of entries in each entry type is
      insignificant.

      Because the traditional UNIX permission bits are mapped into base ACL
      entries, they are included in access checks.





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 acl(5)                                                               acl(5)





      If a request is made for more than one type of access, such as opening
      a file for both reading and writing, access is granted only if the
      process is allowed all requested types of access.  Note that access
      can be granted if the process has two groups in its groups list, one
      of which is only allowed read access, and the other of which is only
      allowed write access.  In other words, even if the requested access is
      not granted by any one entry, it may be granted by a combination of
      entries due to the process belonging to several groups.

    Operator Form of ACLs (input only)
      user . group operator mode [ operator mode ]... , ...

      Multiple entries are separated by commas, as in chmod(1).  Each entry
      consists of a user identifier and group identifier followed by one or
      more operators and mode characters, as in the mode syntax accepted by
      chmod(1).

      The entire ACL must be a single argument, and thus should be quoted to
      the shell if it contains whitespace or special characters.  Whitespace
      is ignored except within names.  A null ACL is legitimate, and means
      either ``no access'' or ``no changes'', depending on context.

      Each user or group ID may be represented by:

      name           Valid user or group name.
      number         Valid numeric ID value.
      %              ``No specific user or group,'' as appropriate.
      @              ``Current file owner or group,'' as appropriate; useful
                     for referring to a file's u.% and %.g base ACL entries.

      An operator is always required in each entry.  Operators are:

      =    Set all bits in the entry to the given mode value.
      +    Set the indicated mode bits in the entry.
      -    Clear the indicated mode bits in the entry.

      The mode is represented by an octal value of 0 through 7; or any
      combination of r, w, and x can be given in any order (see EXAMPLES
      below).  A null mode denies access if the operator is =, or represents
      ``no change'' if the operator is + or -.

      Multiple entries and multiple operator-mode parts in an entry are
      applied in the order specified.  Conflicts do not result in error; the
      last specified entry or operator takes effect.  Entries need not
      appear in any particular order.

      Note that chmod(1) allows only u, g, o, or a to refer symbolically to
      the file owner, group, other, or all users, respectively.  Since ACLs
      work with arbitrary user and group identifiers, @ is provided as a
      convenience.




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 acl(5)                                                               acl(5)





      The exact syntax is:

           acl  ::=  [entry[,entry]...]
           entry     ::=  id . id op mode [op mode]...
           id   ::=  name | number | % | @
           op   ::=  = | + | -
           mode ::=  0..7 | [char[char]...]
           char ::=  r | w | x

    Short Form of ACLs (input and output)
      (user . group, mode) ...

      Short form differs from operator form in several ways:

      -    Entries are surrounded by parentheses rather than being separated
           by commas.

      -    Each entry specifies the mode, including all mode bits.  It is
           not possible to change the mode value with + and - operators.
           However, the comma functions like the = operator in operator
           form.

      -    For clarity, hyphens represent unset permission bits in the
           output of the mode field and are allowed in input.  This
           resembles the mode output style used by ls(1).

      Multiple entries are concatenated.  For consistency with operator
      form, a dot (.) is used to separate user and group IDs.

      On output, no whitespace is printed except in names (if any).  ID
      numbers are printed if no matching names are known.  Either ID can be
      printed as % for ``no specific user or group.'' The mode is
      represented as <r|-><w|-><x|->, that is, it always has three
      characters, padded with hyphens for unset mode bits.  If the ACL is
      read from the system, entries are ordered by specificity, then by
      numeric values of ID parts.

      On input, the entire ACL must be a single argument, and thus should be
      quoted to the shell if it contains whitespace or special characters.
      Whitespace is ignored except within names.  A null ACL is legitimate,
      and means either ``no access'' or ``no changes'', depending on
      context.

      User and group IDs are represented as in operator form.

      The mode is represented by an octal value of 0 through 7; or any
      combination of r, w, x and - (ignored) can be given in any order (see
      EXAMPLES below).  A null mode denies access.

      Redundancy does not result in error; the last entry for any user-
      ID/group-ID combination takes effect.  Entries need not appear in any



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 acl(5)                                                               acl(5)




      particular order.

      The exact syntax is:

           acl  ::=  [entry[entry]...]
           entry     ::=  (id.id,mode)
           id   ::=  name | number | % | @
           mode ::=  0..7 | [char[char]...]
           char ::=  r | w | x | -

    Long Form of ACLs (output only)
      mode user . group

      Each entry occupies a single line of output.  The mode appears first
      in a fixed-width field, using hyphens (for unset mode bits) for easy
      vertical scanning.  Each user and group ID is shown as a name if
      known, a number if unknown, or % for ``no specific user or group.''
      Entries are ordered from most to least specific, then by numeric
      values of ID parts.

      Note that every ACL printed has at least three entries, the base ACL
      entries (that is, uid.%, %.gid, and %.%).

      The exact syntax is:

           acl  ::=  entry[<newline>entry]...
           entry     ::=  mode<space>id.id
           mode ::=  <r|-><w|-><x|->
           id   ::=  name | number | %

    ACL Patterns
      Some library calls and commands recognize and use ACL patterns instead
      of exact ACLs to allow operations on all entries that match the
      patterns.  ACL syntax is extended in the following ways:

      wildcard user and group IDs
                     A user or group name of * (wildcard) matches the user
                     or group ID in any entry, including % (no specific user
                     or group).

      mode bits on, off, or ignored
                     For operator-form input, the operators =, +, and - are
                     applied as follows:

                     =    entry mode value matches this mode value exactly
                     +    these bits turned on in entry mode value
                     -    these bits turned off in entry mode value

                     When only + and - operators are used, commands ignore
                     the values of unspecified mode bits.




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                     Short-form patterns treat the mode identically to the =
                     operator in operator form.

      wildcard mode values
                     A mode of * (wildcard) in operator or short form input
                     (for example, ``ajs.%=*'' or ``(ajs.%,*)'') matches any
                     mode value, provided no other mode value is given in a
                     operator-form entry.  Also, the mode part of an entry
                     can be omitted altogether for the same effect.

      entries not combined
                     Entries with matching user and group ID values are not
                     combined.  Each entry specified is applied separately
                     by commands that accept patterns.

    ACL Operations Supported
      The system calls setacl(2) and getacl(2) allow setting or getting the
      entire ACL for a file in the form of an array of acl_entry structures.
      To check access rights to a file, see access(2) and getaccess(2).

      Various library calls are provided to manage ACLs:

      acltostr(3C)   Convert acl_entry arrays to printable strings.

      strtoacl(3C)   Parse and convert ACL strings to acl_entry arrays.

      strtoaclpatt(3C)
                     Parse and convert ACL pattern strings to acl_entry_patt
                     arrays.

      setaclentry(3C)
      fsetaclentry   Add, modify, or delete a single ACL entry in one file's
                     ACL.

      cpacl(3C)
      fcpacl         Copy an ACL and file miscellaneous mode bits (see
                     chmod(2)) from one file to another, transfer ownership
                     if needed (see below), and handle remote files
                     correctly.

      chownacl(3C)   Change the file owner and/or group represented in an
                     ACL, that is, transfer ownership (see below).

      The following commands are available to manage ACLs and permissions:

      chacl(1)       Add, modify, or delete individual entries or all
                     optional entries in ACLs on one or more files, remove
                     all access to files, or incorporate ACLs into
                     permission bits.





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 acl(5)                                                               acl(5)





      lsacl(1)       List ACLs on files.

      chmod(1)       Change permission bits and other file miscellaneous
                     mode bits.

      ls(1)          In long form, list permission bits and other file
                     attributes.

      find(1)        Find files according to their attributes, including
                     ACLs.

      getaccess(1)   List access rights to file(s).

    ACL Interaction with stat(2), chmod(2), and chown(2)
      stat    The st_mode field summarizes the caller's access rights to the
              file.  It differs from file permission bits only if the file
              has one or more optional entries applicable to the caller.
              The st_basemode field provides the file's actual permission
              bits.  The st_acl field indicates the presence of optional ACL
              entries in the file's ACL.

              The st_mode field contains a user-dependent summary, so that
              programs ignorant of ACLs that use stat(2) and chmod(2) are
              more likely to produce expected results, and so that stat(2)
              provides reasonable information about remote files over NFS.
              The st_basemode and st_acl fields are useful only for local
              files.

      chmod   For conformance with IEEE Standard POSIX 1003.1-1988, chmod(2)
              deletes any optional entries in a file's ACL.  Unfortunately,
              since chmod(2) is used to set file miscellaneous mode bits as
              well as permission bits, extra effort is required in some
              cases to preserve a file's ACL.

      chown   If the new owner and/or group of a file does not already have
              an optional (u.%, mode) and/or (%.g, mode) entry in the file's
              ACL, it inherits the old owner's and/or group's file access
              permission bits and base ACL entry:

                   (id1,mode1) -> (id2,mode1)

              This is the traditional behavior.  However, if the new owner
              and/or group of a file already has an optional (u.%, mode)
              and/or (%.g, mode) entry in the file's ACL, the ACL does not
              change:

                   (id1, mode1) -> (id1, mode1)
                   (id2, mode2) -> (id2, mode2)

              Existing access information in the ACL is preserved.  However,
              because the old optional ACL entry becomes the new base ACL



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 acl(5)                                                               acl(5)





              entry and vice versa, the file's access permission bits
              change.

              Transferring ownership of ACLs by chown(2) allows a file to be
              transferred to a different user or group, or copied by a
              different user or group than the owner (using cpacl(3C) or
              chownacl(3C)), and later returned to the original owner or
              group without net changes to its ACL.  The extra complexity is
              necessary because:

              -    ACLs are a backward-compatible superset of permission
                   bits (which are coupled to file owner and group IDs), not
                   a replacement for them.

              -    it enables users and programs that deal with ACLs to do
                   so simply, rather than with a combination of permission
                   bits and ACL entries.  Also, the access check algorithm
                   is simpler and more symmetrical; permission bits do not
                   ``eclipse'' or ``mask'' ACL entries.

 EXAMPLES
    Operator Form
      The following sets the %.% entry to restrict ``other'' users to only
      reading the file.

           chacl '%.% = r' myfile

      The following allows user ``bill'' in any group to write the file,
      assuming that no restrictive entry is more specific than the bill.%
      entry (for example, a bill.adm entry that denies writing).

           chacl 'bill.% +w' myfile

      The following ACL specification contains two entries.  The first one
      deletes write and adds read capability to the entry for user 12, group
      4.  The second entry denies access for any unspecified user in any
      unspecified group.

           chacl '12.4-w+r, %.% =' myfile

      The following pair of entries sets the u.% entry for the file's owner
      to allow both read and execute and results in adding write and execute
      capabilities for ``other'' users (the ``%.%'' entry).  Note that a
      mode character is purposely repeated for illustration purposes.

           chacl '@.% = 5, %.% + xwx' myfile

    Short Form
      Here is a typical ACL as it might be printed.  It allows user jpc to
      read or execute the file while in group adm; it denies user ajs access
      to the file while in group trux; it allows user jpc in any group



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      (except adm) to only read the file; any other user in group bin may
      read or execute the file; and any other user may only read the file.

           (jpc.adm,r-x)(ajs.trux,---)(jpc.%,r--)(%.bin,r-x)(%.%,r--)

      The following allows ``other'' users to only read the file.

           chacl '(%.%,r)' myfile

      The following sets write-only access for user bill in any group.

           chacl '(bill.%,-w-)' myfile

      The following sets the entry for user 12 in group 4 to allow read and
      write.

           chacl '(12.4,wr)' myfile

      The following sets the base ACL entry for the file's owner to allow
      both read and execute, and sets write and execute capabilities for
      ``other'' users (the ``%.%'' entry).

           chacl '(@.%, 5) (%.%, xwx)' myfile

    Long Form
      Here is the same ACL as in an earlier example, printed in long form.

           r-x  jpc.adm
           ---  ajs.trux
           r--  jpc.%
           r-x  %.bin
           r--  %.%

    ACL Patterns
      The following command locates files whose ACLs contain an entry that
      allows read access and denies write access to some user/group
      combination.

           find / -acl '*.*+r-w' -print

      The following matches entries for any user in group bin and for user
      tammy in any group, regardless of the entries's mode values.  Matching
      optional ACL entries are deleted and mode values in matching base ACL
      entries are set to zero:

           chacl -d '%.bin, tammy.*=*' myfile

      The following matches all entries, deleting optional entries and
      setting mode values of base ACL entries to zero:





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           chacl -d '(*.*,*)' myfile

 HEADERS
    Header <sys/acl.h>
      The <sys/acl.h> header file defines the following constants to govern
      the numbers of entries per ACL:

      NACLENTRIES         maximum number of entries per ACL, including base
                          entries
      NBASEENTRIES        number of base entries
      NOPTENTRIES         number of optional entries

      The ACL entry structure struct acl_entry is also defined, and includes
      the following members: l l l.
           aclid_t   uid; /* user ID */
           aclid_t   gid; /* group ID */
           aclmode_t mode;     /* see <unistd.h> */

      The <sys/acl.h> header also defines the types aclid_t and aclmode_t.

      Non-specific user and group ID values: l l.  ACL_NSUSER     non-
      specific user ID ACL_NSGROUP    non-specific group ID

      A special nentries value ACL_DELOPT is used with setacl(2) to delete
      optional entries.

    Header <sys/getaccess.h>
      The <sys/getaccess.h> header defines constants for use with
      getaccess(2).

      Special parameter values for uid:

      l l.  UID_EUID  use effective user ID UID_RUID  use real user ID
      UID_SUID  use saved user ID

      Special parameter values for ngroups:

      l l.  NGROUPS_EGID   process's effective gid NGROUPS_RGID   process's
      real gid NGROUPS_SGID   process's saved gid NGROUPS_SUPP   process's
      supplementary groups only NGROUPS_EGID_SUPP   process's eff gid plus
      supp groups NGROUPS_RGID_SUPP   process's real gid plus supp groups
      NGROUPS_SGID_SUPP   process's saved gid plus supp groups

    Header <acllib.h>
      The <acllib.h> header file defines several constants for use with ACL
      support library calls.

      Symbolic forms of ACLs for acltostr():

      FORM_SHORT
      FORM_LONG



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 acl(5)                                                               acl(5)





      Magic values for various calls:

      l l.
      ACL_FILEOWNER  file's owner ID
      ACL_FILEGROUP  file's group ID
      ACL_ANYUSER    wildcard user ID
      ACL_ANYGROUP   wildcard group ID
      MODE_DEL  delete one ACL entry

      Mask for valid mode bits in ACL entries:

      l l.
      MODEMASK  (R_OK | W_OK | X_OK)

      The <acllib.h> header also defines the struct acl_entry_patt ACL
      pattern entry structure, which includes the following members: l l l
      l.
           aclid_t   uid; /* user ID */
           aclid_t   gid; /* group ID */
           aclmode_t onmode;   /* mode bits that must be on */
           aclmode_t offmode;  /* mode bits that must be off */

 WARNINGS
      ACLs are intended for use on ordinary files and directories.  Optional
      ACL entries are not recommended on files that are manipulated by
      certain system utilities, such as terminal special files and LP
      scheduler control files.  These utilities might delete optional
      entries, including those whose intent is restrictive, without warning
      as a consequence of calling chmod(2), thereby increasing access
      unexpectedly.

      Most, but not all, supported utilities are able to handle ACLs
      correctly.  However, only the fbackup(1M) and frecover(1M) file
      archive utilities handle access control lists properly.  When using
      programs (such as archive programs ar(1), cpio(1), ftio(1), tar(1),
      and dump(1M)) unable to handle ACLs on files with optional ACL
      entries, note the Access Control List information included on their
      respective reference pages, to avoid loss of data.

      If a user name is defined in the /etc/passwd file or a group name is
      defined in the /etc/group file as % or @, or for patterns, *, ACL
      syntax cannot reference that name as itself because the symbols have
      other meanings.  However, such users or groups can still be referenced
      by their ID numbers.  User and/or group names must not include the
      following characters:

           .    Do not use in user names.
           +    Do not use in group names.
           -    Do not use in group names.
           =    Do not use for operator form input of group names.




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 acl(5)                                                               acl(5)





           ,    Do not use for short form or for operator form patterns.
           )    Do not use for short form patterns.

      It is possible to specify an ACL pattern using the @ (file owner or
      group) or * (wildcard) symbols so that it cannot match certain files,
      perhaps depending on their ownership, by giving two entries, one with
      specific values and the other using @ or *, which are equivalent for a
      file but contain different mode values.  For example:

           find / -acl '(ajs.%,r)(@.%,rw)' -print

      cannot match a file owned by ajs.

 DEPENDENCIES
      NFS  NFS.  does not support ACLs on remote files.  Individual manual
           entries specify the behavior of various system calls, library
           calls, and commands under these circumstances.  Be careful when
           transferring a file with optional entries over a network or when
           manipulating a remote file because optional entries may be
           silently deleted.

 AUTHOR
      The access control list design described here was developed by HP.

 FILES
      < sys/acl.h >       Header file that supports setacl(2) and getacl(2).
      < sys/getaccess.h > Header file that supports getaccess(2).
      < acllib.h >        Header file that supports ACL library calls.
      /etc/passwd         Defines user names and user and group ID values.
      /etc/group          Defines group names.

 SEE ALSO
      chacl(1), chmod(1), cp(1), find(1), getaccess(1), ln(1), ls(1),
      lsacl(1), mv(1), rm(1), fbackup(1M), frecover(1M), fsck(1M), fsdb(1M)
      access(2), chmod(2), chown(2), creat(2), getaccess(2), getacl(2),
      mknod(2), open(2), setacl(2), stat(2), acltostr(3C), chownacl(3C),
      cpacl(3C), setaclentry(3C), strtoacl(3C), group(4), passwd(4),
      privgrp(4).
















 Hewlett-Packard Company           - 14 -     HP-UX Release 9.0: August 1992